We advise clients in the investment banking, private equity, fund management, corporate finance and insurance sectors, including:
- applying for new FSA authorisations;
- advising in relation to FSA compliance queries and monitoring visits;
- advising on and drafting compliance and risk management policies;
- advising on cross-jurisdictional regulatory issues;
- liaising with regulators on specific regulatory issues affecting our clients;
- providing general advice on the changes in the legislation and regulations affecting financial services providers.