Regulatory

We advise clients in the investment banking, private equity, fund management, corporate finance and insurance sectors, including:

• applying for new FSA authorisations;
• advising in relation to FSA compliance queries and monitoring visits;
• advising on and drafting compliance and risk management policies;
• advising on cross-jurisdictional regulatory issues;
• liaising with regulators on specific regulatory issues affecting our clients;
• providing general advice on the changes in the legislation and regulations affecting financial services providers.