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Regulatory

We advise clients in the investment banking, private equity, fund management, corporate finance and insurance sectors, including:

  • applying for new FSA authorisations;
  • advising in relation to FSA compliance queries and monitoring visits;
  • advising on and drafting compliance and risk management policies;
  • advising on cross-jurisdictional regulatory issues;
  • liaising with regulators on specific regulatory issues affecting our clients;
  • providing general advice on the changes in the legislation and regulations affecting financial services providers.

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